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NEW QUESTION: 1
Which command in the My Devices Portal can restore a previously lost device to the network?
A. Reset
B. Request
C. Found
D. Reinstate
Answer: D
NEW QUESTION: 2
다음 중 IS 감사자가 조직의 IT 거버넌스를 검토 할 때 고려해야 할 가장 중요한 것은 무엇입니까?
A. 의사 결정 책임
B. 위험 관리 방법론
C. 정의 된 서비스 수준
D. 자금 할당
Answer: A
NEW QUESTION: 3
When complying with Standard IV (B.3) - Fair Dealing, there are certain points one should be sure to address when establishing compliance procedures. Which of the following points is NOT mentioned in the Standards of Practice Handbook?
A. Establish control over trading activity.
B. Limit the number of people involved.
C. Simultaneous dissemination.
D. Shorten the time frame between decision and dissemination.
E. Establish procedures for determining material change.
F. Disclose all corporate relationships.
G. Publish personnel guidelines for predissemination.
H. Disclose levels of service.
Answer: F
Explanation:
Explanation/Reference:
Explanation:
Under Standard IV (B.3), members have an obligation to ensure that their firms establish compliance procedures requiring all employees who disseminate investment recommendations or actions to treat clients fairly. The number of people privy to an investment recommendation should be limited. Reasonable efforts should be made to limit the amount of time that lapses between the decision and the dissemination of the recommendation. Guidelines must be established to prohibit persons who have prior knowledge from discussing a pending recommendation. Trading activities should be monitored and controlled.
Procedures should be established to determine whether a change in an investment recommendation is considered material. The organization should disclose to firms whether or not it offers two or more levels of service to clients for the same or different fees.
NEW QUESTION: 4
What is the Received Interfaced that is defined in Call Server Flow administration?
A. It is an external interface that rebroadcasts outbound traffic
B. It is an external interface that receives inbound traffic.
C. It is an internal interface that rebroadcasts outbound traffic.
D. It is an internal interface that receives inbound traffic.
Answer: D